Mutual Fund Profile Service (MFPS二世): Security Issue and Distribution Data Repositories

MFPS二世, a multi-dimensional repository of two databases, automates and streamlines accurate and timely information on securities and distributions.

• 概述

  的 安全问题数据库, a central data source of comprehensive fund prospectus and operational rules, is a recognized industry standard for dynamic access to information critical to the management of mutual funds in the third-party market.

  的 分布数据库 提供分布数据, 比如记录, 再投资, 付款日期, 对股息, 资本利得, 以及佣金支付. Members are able to update their information in a format supported by My存 Web Portal, allowing users direct access over the Internet to services provided by 存's subsidiaries. Profile is also accessible via mainframe through 存’s SMART connection.

  

• 谁可以使用该服务

  Any interested financial organization that meets NSCC qualifications can use the service.

• 好处

  • Allows asset managers to communicate information to their distribution channels through a single source.
  • Provides distributors ready access to a broad range of the most current and accurate mutual fund rules-based information.
  • Web-based technology allows asset managers to input, validate, and update data.
  • Streamlines data entry by providing front-end edits and access to “help” tools and a data dictionary.
  • Automates the process of information exchange in a standardized format.
  • Reduces overhead costs associated with manual processing.
  • Decreases errors, delays, and processing inefficiencies.
  • Simplifies the process of maintaining proprietary databases through version control.
  • 传输时间敏感数据.
  • Seamlessly integrates with Mutual Fund Info Xchange.

• 安全问题数据库

  的 Security Issue database disseminates a broad range of reference information about fund securities, increases transparency of information, and strengthens auditing and regulatory management to their distribution partners. 这些信息包括, 但不限于, 投资目标, 费用时间表, contingent-deferred sales charges, 委员会的数据, breakpoint schedules and linkage rules, as well as information typically not disclosed in regulatory documents, such as blue sky and social code eligibility.

  数据库的 Profile Security Data Comparison Tool, a web interface, receives data points associated with mutual funds from the SEC’s EDGAR system. 的 tool compares the mutual fund data points filed in the EDGAR system to existing Profile information and notifies asset managers through daily e-mail notifications of any differences, 以确保准确性.

• 配置文件安全亮点

  • Comprehensive centralized database of Mutual fund operational rules; providing the most current information.
  • Automated notifications of variances identified between the data in Profile Security and the regulatory filings, allowing funds to edit and approve the data while alerting Firms to exceptions via annotations.
  • Access to critical operational data points typically not found in a Fund’s prospectus, such as Blue-Sky information and social code eligibility, which is only available in Profile Security.
  • Assures greater confidence in the validation process and data accuracy.
  • 及时向公司提供最新信息.
  • Intuitive web interface provides greater efficiency for data entry, reducing the amount of manual processing required.
  • Supports regulatory adherence and reporting.

• 分布数据库

  Funds provide the following information:

  • Projected and/or actual distributions
  • Capital gains and dividend amounts, record date, ex-date, reinvest date, payable date, etc.
  • Commission information (12b-1 sales charge rates)

• 了解更多信息

  Please contact 存’s 客户端 Account Representative Team at (212)-855-8877.